Expert's Sanctions Off Limits In SEC's 'Shadow Trading' Trial

By Bonnie Eslinger · March 22, 2024, 10:42 PM EDT

A California federal judge overseeing a "shadow trading" trial starting Monday against a pharmaceutical executive ruled that the U.S. Securities and Exchange Commission can't introduce banking sanctions evidence against the defendant's...

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Case Information

Case Title

Securities and Exchange Commission v. Panuwat

Case Number

Court

California Northern

Nature of Suit

Securities/Commodities

Date Filed

August 17, 2021

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