$450M Fight Over Morgan Stanley Investments Sent To FINRA

Law360, Miami (March 18, 2014, 7:16 PM EDT) -- A Florida state judge on Tuesday said a dispute between two Miami-based wealth management advisers who handled about $450 million in investments for Morgan Stanley Smith Barney LLC belongs in arbitration before the Financial Industry Regulatory Authority, in the process admonishing the plaintiff's attorney.

After hearing arguments from the defense and Morgan Stanley holding that the case clearly belongs before the finance industry's regulatory body, Florida Circuit Judge Gisela Cardonne Ely questioned plaintiff's attorney Jeff Greenhaus on how it had come about that she granted a...
To view the full article, register now.