First Swap Dealer Exams Expected To Probe Compliance Chiefs

By Ed Beeson (June 12, 2014, 4:45 PM EDT) -- The National Futures Association plans to launch its first examinations of swap dealers and major swap participants this summer, and while regulations for these entities are still being hatched, attorneys say the inspections will target how well firms are meeting the rules so far and put pressure on those that have fallen behind....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!