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SEC's 'Broken Windows' Gambit Leaves No Room For Error

By Stephanie Russell-Kraft (September 10, 2014, 3:20 PM EDT) -- Nearly a year after U.S. Securities and Exchange Commission Chair Mary Jo White said she had adopted a "broken windows" strategy of enforcement, defense attorneys and registered entities are becoming weary of the agency's "tough cop" approach, frustrated by the feeling that they're considered targets before even doing anything wrong....

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