Law360, New York (November 05, 2009) -- A federal appeals court has upheld the New York Stock Exchange LLC's $100,000 fine against a former JPMorgan Securities Inc. investment banker for passing along confidential merger information to an employee at Bank of America Corp., where he was scheduled to take a job after the merger.
The U.S. Court of Appeals for the Second Circuit on Wednesday denied Thomas W. Heath III's appeal of a decision in the U.S. Securities and Exchange Commission upholding the $100,000...
