July 19, 2018

Securities and Exchange Commission v. Kitts

Track this case

Case Number:

1:18-cv-11507

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

William G. Young

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. July 19, 2018

    Cape Cod Financial Adviser Stole $3.3M From Clients: SEC

    A former investment adviser from Cape Cod, Massachusetts, stole more than $3.3 million from her clients through a variety of schemes, including forging withdrawal requests, forging wire and check requests and tricking a client into withdrawing money from a retirement account, the U.S. Securities and Exchange Commission said Thursday.


Parties

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