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SEC OKs Fund Commissions To Help Brokers With DOL Rule

By Carmen Germaine (January 12, 2017, 4:29 PM EST) -- The U.S. Securities and Exchange Commission issued a no-action letter Wednesday agreeing that broker-dealers can set their own commissions for sales of certain mutual funds, relief that could help brokers and the fund industry adapt to the U.S. Department of Labor's new fiduciary rule....

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