Anticipating 'Good Conduct Regulation' In The UK

Law360, New York (February 28, 2017, 10:18 AM EST) -- David Rundle

Leila Gaafar On Feb. 13, 2017, John Griffith-Jones, chairman of the U.K. Financial Conduct Authority, delivered a speech to the Cambridge Judge Business School at the University of Cambridge entitled "What makes good conduct regulation?"

For the head of an organization itself charged with regulating conduct, this was a tricky brief. As it happened, Griffith-Jones’ speech avoided straying too far into an appraisal of the FCA’s own successes and failures as a regulator, and remained fairly high level. However there were still one or...
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