Analysis

DOJ Cautions Execs With Novel Insider Trading Case

By Jessica Corso · March 6, 2023, 11:27 PM EST

An insider trading indictment against a CEO that the U.S. Department of Justice has hailed as "groundbreaking" may have meant to serve as a warning to executives leaning on so-called 10b5-1 trading...

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Case Information

Case Title

Securities and Exchange Commission v. Teren S. Peizer et al

Case Number

2:23-cv-01511

Court

California Central

Nature of Suit

Securities/Commodities

Date Filed

March 01, 2023


Case Title

USA v. Peizer

Case Number

2:23-cr-00089

Court

California Central

Nature of Suit

Date Filed

February 24, 2023