October 10, 2023
A California attorney and his prosecutors both agree he should be sentenced by a Massachusetts federal judge to two years of probation after pleading guilty to helping a board chair illegally sell securities, but disagree on whether he should be detained at home for part of his sentence.
June 09, 2023
A California attorney who pled guilty in December to criminal allegations he helped a biotech board chair sell certain restricted "founders' shares" will give the U.S. Securities and Exchange Commission nearly $183,000 to resolve the regulator's related allegations.
December 19, 2022
A California attorney has pled guilty to charges that he had illegally sold shares in a Massachusetts health care company to the tune of a $1.3 million profit.