Ex-Nomura Trader Can't Ditch SEC Fraud Suit, Judge Rules

By Jon Hill · February 12, 2018, 10:00 PM EST

A former head trader at Nomura must face a U.S. Securities and Exchange Commission suit accusing him of lying to customers about the prices he'd paid for commercial mortgage-backed securities he...

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Documents

Case Information

Case Title

Securities and Exchange Commission v. Im

Case Number

1:17-cv-03613

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

May 15, 2017