Nomura RMBS Trader Disputes Materiality Of SEC Fraud Suit

By Pete Brush · May 30, 2018, 6:25 PM EDT

A former Nomura Securities International trader told a Manhattan federal judge Wednesday that the U.S. Securities and Exchange Commission's fraud case against him boils down to two alleged fibs representing a...

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Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

1:15-cv-07045

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015