Clock Runs Out For Brookstreet CEO In SEC Fraud Suit

By Pete Brush · February 23, 2012, 12:11 PM EST

Citing a "pattern of delay" by Brookstreet Securities Corp. and CEO Stanley C. Brooks, a California federal judge granted summary judgment to securities regulators Wednesday, telling them to tee up maximum penalties...

To view the full article, register now.

Documents

Case Information

Case Title

Securities and Exchange Commission v. Brookstreet Securities Corp et al

Case Number

8:09-cv-01431

Court

California Central

Nature of Suit

Securities/Commodities

Date Filed

December 08, 2009