Defendants Can't Escape Liability In FHFA Securities Case

By Benjamin Horney · December 11, 2013, 5:02 PM EST

A New York federal judge on Tuesday said that a U.S. Securities and Exchange Commission rule altered in 2005 made no fundamental changes to liability under the shelf registration process for...

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Case Information

Case Title

Federal Housing Finance Agency v. Nomura Holding America, Inc. et al

Case Number

1:11-cv-06201

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 02, 2011