August 20, 2021

Securities and Exchange Commission v. Woods et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


  1. August 30, 2023

    SEC Claims CPA Aided Ga. Adviser's $110M Ponzi Scheme

    The U.S. Securities and Exchange Commission hit an accountant with civil fraud charges in Georgia federal court Wednesday, accusing the certified public accountant of helping aid a convicted former Oppenheimer & Co. adviser's $110 million Ponzi scheme that targeted elderly retirees.

6 other articles on this case. View all »


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