Penny Stock Trader Can't Duck SEC Suit Over Registration

By Mike Curley · May 26, 2022, 3:58 PM EDT

A Minnesota federal judge won't let brokerage firm Carebourn Capital LP escape a U.S. Securities and Exchange Commission suit alleging it raked in profits while skirting regulations, saying the SEC's complaint...

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Documents

Case Information

Case Title

United States Securities and Exchange Commission v. Carebourn Capital, L.P. et al

Case Number

0:21-cv-02114

Court

Minnesota

Nature of Suit

Securities/Commodities

Date Filed

September 24, 2021