Pharma Trial Consultant To Pay SEC $3M Over Insider Trading

By Rae Ann Varona · December 18, 2024, 11:49 PM EST

An oncologist and clinical professor at the University of California, Irvine agreed to pay the U.S. Securities and Exchange Commission $3 million to resolve allegations he purchased shares in a Massachusetts...

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Case Information

Case Title

Securities & Exchange Commission v. Ou

Case Number

1:24-cv-13113

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

December 18, 2024