SEC Avoids Sanctions As Court Ends Unregistered Dealer Suit

By Katryna Perera · March 11, 2026, 5:07 PM EDT

A Minnesota federal judge denied financial firm Carebourn Capital's request for sanctions against the U.S. Securities and Exchange Commission and dismissed the agency's suit, which claims that Carebourn, its founder and...

To view the full article, register now.

Documents

Case Information

Case Title

United States Securities and Exchange Commission v. Carebourn Capital, L.P. et al

Case Number

0:21-cv-02114

Court

Minnesota

Nature of Suit

Securities/Commodities

Date Filed

September 24, 2021