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Mealeys

MLex

December 18, 2024

Securities & Exchange Commission v. Ou

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Case Number:

1:24-cv-13113

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

F. Dennis Saylor, IV

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. December 18, 2024

    Pharma Trial Consultant To Pay SEC $3M Over Insider Trading

    An oncologist and clinical professor at the University of California, Irvine agreed to pay the U.S. Securities and Exchange Commission $3 million to resolve allegations he purchased shares in a Massachusetts biotech company based on insider information regarding a clinical trial he was overseeing, the SEC announced Wednesday.

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