Analysis

SEC Disgorgement Could Survive A High Court Defeat

By Rachel Graf · November 5, 2019, 6:48 PM EST

The U.S. Supreme Court recently agreed to review the U.S. Securities and Exchange Commission's authority to seek disgorgement in federal court, but there's a chance that any negative outcome for the...

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Case Information

Case Title

Charles C. Liu, et al., Petitioners v. Securities and Exchange Commission

Case Number

18-1501

Court

Supreme Court

Nature of Suit

1850 Securities, Commodities, Exchange

Date Filed

June 03, 2019