Justices Told SEC Will Be Fine With Curbed Disgorgement

By Jon Hill · December 17, 2019, 6:03 PM EST

A husband and wife challenging the U.S. Securities and Exchange Commission's authority to seek disgorgement in federal court cases have told the U.S. Supreme Court that the agency's enforcement program won't...

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Documents

Case Information

Case Title

Charles C. Liu, et al., Petitioners v. Securities and Exchange Commission

Case Number

18-1501

Court

Supreme Court

Nature of Suit

1850 Securities, Commodities, Exchange

Date Filed

June 03, 2019