Brokers Owe $4.2M In Fees Earned In Woodbridge Ponzi Ploy

By Vince Sullivan · January 22, 2021, 9:19 PM EST

The U.S. Securities and Exchange Commission received approval in California federal court Friday for the disgorgement of millions of dollars from a group of unregistered brokers arising from the yearslong real...

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Case Information

Case Title

Securities and Exchange Commission v. Robert S. Davis Jr. et al

Case Number

2:18-cv-10481

Court

California Central

Nature of Suit

Securities/Commodities

Date Filed

December 18, 2018