Rio Tinto Pays $28M To Settle SEC Fraud Suit

By Henrik Nilsson · November 17, 2023, 11:27 PM EST

Mining giant Rio Tinto PLC has agreed to pay $28 million to settle the U.S. Securities and Exchange Commission suit against the company over its public forecasts for the success of...

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Case Information

Case Title

Securities and Exchange Commission v. Rio Tinto PLC et al

Case Number

1:17-cv-07994

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

October 17, 2017


Case Title

Securities and Exchange Commis v. Rio Tinto PLC

Case Number

21-2042

Court

Appellate - 2nd Circuit

Nature of Suit

1850 STATUTES-Secur Comm Exchange

Date Filed

August 24, 2021