Investment Adviser Can't Dodge SEC's $75M Fraud Claims

By Katryna Perera · January 6, 2023, 6:00 PM EST

A Malta-based registered investment adviser was unable to get a $75 million suit by the U.S. Securities and Exchange Commission tossed, with a North Carolina federal judge ruling on Friday that...

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Case Information

Case Title

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LINDBERG et al

Case Number

1:22-cv-00715

Court

North Carolina Middle

Nature of Suit

Securities/Commodities

Date Filed

August 30, 2022