SEC Fights To Keep Annuity Commissions Suit Alive

By Katryna Perera · July 31, 2023, 7:37 PM EDT

The U.S. Securities and Exchange Commission has urged a Massachusetts federal judge not to toss its suit accusing an investment adviser of keeping his clients in the dark about the lucrative...

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Documents

Case Information

Case Title

Securities and Exchange Commission v. Cutter Financial Group, LLC et al

Case Number

1:23-cv-10589

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

March 17, 2023