Trade Group Says SEC Overstepped In Annuities Sales Suit

By Sydney Price · September 6, 2023, 6:08 PM EDT

A trade group for the fixed annuities industry has urged a Massachusetts federal judge to dismiss the U.S. Securities and Exchange Commission's suit accusing an investment adviser of hiding the lucrative...

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Documents

Case Information

Case Title

Securities and Exchange Commission v. Cutter Financial Group, LLC et al

Case Number

1:23-cv-10589

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

March 17, 2023