Advisory Firm Asks 6th Circ. To Ax Insurer's Win In SEC Case

By Alexa Scherzinger · January 25, 2024, 2:15 PM EST

An investment advisory firm argued Thursday that a Tennessee federal court erred in deciding that its insurance policy excluded coverage for an underlying suit from the U.S. Securities and Exchange Commission,...

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Case Information

Case Title

CapWealth Advisors, LLC v. Twin City Fire Ins Co

Case Number

23-5359

Court

Appellate - 6th Circuit

Nature of Suit

4110 Contract: Insurance

Date Filed

April 21, 2023