NC Insurance Agent Ordered To Pay $1.7M In SEC Fraud Suit

By Sydney Price · October 2, 2025, 6:16 PM EDT

The U.S. Securities and Exchange Commission Thursday was granted its request for over $1.7 million in disgorgement, interest and penalties to end its suit accusing a previously convicted North Carolina insurance...

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Case Information

Case Title

SECURITIES AND EXCHANGE COMMISSION v. MELTON et al

Case Number

1:23-cv-00434

Court

North Carolina Middle

Nature of Suit

Securities/Commodities

Date Filed

May 30, 2023