US Coverage

Law360 Authority | Deep News & Analysis

Global Coverage

Law360 Pulse | The Business of Law

Mealeys

MLex

October 17, 2019

John Saad v. SEC

Track this case

Case Number:

19-1214

Court:

Appellate - DC Circuit

Nature of Suit:

- 

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. November 06, 2020

    DC Circ. Keeps Broker's Lifetime FINRA Ban Intact

    The D.C. Circuit rejected a broker-dealer's bid to overturn the Financial Industry Regulatory Authority's decision to ban him from the securities industry for life after determining he misappropriated his employer Penn Mutual's funds, finding Friday that the U.S. Supreme Court's 2017 Kokesh decision has no bearing on the case.

2 other articles on this case. View all »

Parties

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Direct access to case information and documents.
  • All significant new filings across U.S. federal district courts, updated hourly on business days.
  • Full-text searches on all patent complaints in federal courts.
  • No-fee downloads of the complaints and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

View the parties now

Already a subscriber? Click here to login