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Investment Adviser Rips SEC's Insurance Annuity Power Grab

By Brian Dowling · May 16, 2023, 4:49 PM EDT

The U.S. Securities and Exchange Commission has gone too far in an enforcement action seeking to extend its authority to sales of insurance products, according to a Massachusetts investment adviser and...

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Documents

Memorandum

Case Information

Case Title

Securities and Exchange Commission v. Cutter Financial Group, LLC et al

Case Number

1:23-cv-10589

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

March 17, 2023

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