SEC Says Advisers Misled Charter School, Real Estate Fund

By Sydney Price · September 19, 2023, 9:59 PM EDT

The U.S. Securities and Exchange Commission on Tuesday settled claims against an investment adviser and sued his partner over alleged misrepresentations they made to a charter school and a real estate...

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Documents

Case Information

Case Title

Securities and Exchange Commission, v. Miller

Case Number

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 19, 2023

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