September 19, 2023

Securities and Exchange Commission, v. Miller

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Case Number:

1:23-cv-08261

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Valerie E. Caproni

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 19, 2023

    SEC Says Advisers Misled Charter School, Real Estate Fund

    The U.S. Securities and Exchange Commission on Tuesday settled claims against an investment adviser and sued his partner over alleged misrepresentations they made to a charter school and a real estate fund that led each of the two clients to lose more than $4 million.

Parties

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