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News (13874)

  1. May 20, 2013 Ex-BP Exec Gets Obstruction Charge Thrown Out
  2. May 20, 2013 Michaels Fights To Avoid Legal Fees In $550M Wyly Fraud

    ... what one of its former board of directors has disclosed to the U.S. Securities and Exchange Commission...

  3. May 20, 2013 SAC Indictment Would Put Feds In Uncharted Waters

    ... insider trading through the SEC complaint, and its financial interests were likely sated by the $600...

  4. May 20, 2013 Lew Likely To Face Flak Over IRS, Not Financial Rules

    ..., the FSOC issued its own proposed rules for money market funds after the U.S. Securities and Exchange...

  5. May 20, 2013 Tessera Proxy's Write-In Option Draws SEC's Eye

    ...The U.S. Securities and Exchange Commission has objected to Tessera Technologies Inc.'s efforts...

  6. May 20, 2013 Goldman To Exit ICBC Investment With $1.1B Stock Sale
  7. May 20, 2013 Q&A With Richards Kibbe's William Barry

    ...; recently published by the U.S. Department of Justice and the U.S. Securities and Exchange Commission...

  8. May 20, 2013 Harrisburg Demonstrates Danger Of Public Statements

    ...On May 6, 2013, the U.S. Securities and Exchange Commission issued a report of investigation that...

  9. May 19, 2013 In Case You Missed It: Hottest Firms And Stories On Law360

    ... to controversy. First introduced in 2000 by the U.S. Securities and Exchange Commission, Rule 10...

  10. May 17, 2013 SAC To Scale Back Cooperation With Insider Trading Probe

    ... U.S. Securities and Exchange Commission over the allegations, which won a green light from a New York...

  11. May 17, 2013 JPMorgan Backs Dimon Before Shareholder Vote On Split Role
  12. May 17, 2013 ING Gave Morgan Stanley Kickbacks For 401(k) Biz, Suit Says

    ... million in civil penalties to settle with the Securities and Exchange Commission and the National...

  13. May 17, 2013 Ex-Broker Gets Probation For Muni Bond Bid-Rigging

    ... brought together 25 state attorneys general, the DOJ, the U.S. Securities and Exchange Commission and the...

  14. May 17, 2013 Elliott, Compuware Extend Standstill, Keep Proxy Door Open

    .../859014/000101359413000350/compuware13da-051613.htm"> documents filed Thursday with the U.S. Securities and Exchange Commission. The extension is the...

  15. May 17, 2013 Icahn Loses Transocean Dividend Fight, But Wins Board Seat

    ... and capital allocation decisions,” Icahn said in a statement filed with the U.S. Securities and...

  16. May 17, 2013 Q&A With McKenna Long's Thomas Wardell

    ... direct offerings, as well as compliance with U.S. Securities and Exchange Commission reporting...

  17. May 17, 2013 Tessera, Under Siege, Attracts Another Hedge Fund

    ...360.com/articles/433161/sac-capital-s-600m-deal-passes-but-heat-s-on-2nd-circ-">insider trading scandal, did not say in its U.S. Securities and Exchange Commission filing whether it...

  18. May 17, 2013 SEC’s Unbundling Rules Get Breath Of Life

    ... largely been the stuff of SEC lore — periodically referred to but rarely seen in corporate...

  19. May 17, 2013 House Passes Bill To Ramp Up SEC Cost-Benefit Reviews

    ... and Exchange Commission to more closely analyze the costs and benefits of its regulations, following...

  20. May 17, 2013 Wal-Mart Busts Its FCPA Budget By $30M In Q1

    ... March filing with the U.S. Securities and Exchange Commission, it said mounting legal costs and possible...

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