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FINRA Hits Scottrade With Fine Over Monitoring Failures

By Christie Smythe (October 26, 2009, 7:35 PM EDT) -- In a move some observers have called a warning to the rest of the industry, the Financial Industry Regulatory Authority has hit online brokerage company Scottrade with a $600,000 fine over its failure to put in place adequate systems for flagging suspicious activity that could be associated with money laundering, identify theft or other illegal acts....

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