FINRA Fines Terra Nova For Improper Payments

By Nick Brown (November 23, 2009, 4:09 PM EST) -- Citing more than $1 million in improper soft dollar payments for parking tickets, gentlemen's club fees, credit card bills and business expenses, the Financial Industry Regulatory Authority has slapped brokerage firm Terra Nova Financial LLC and three of its administrators with fines totaling $445,000....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.

A Law360 subscription includes features such as