Law360 ( March 15, 2010, 12:43 PM EDT) -- On Jan. 13, the U.S. Securities and Exchange Commission proposed a market access rule that would require broker-dealers with access to trading directly on an exchange or alternative trading system (ATS) — including broker-dealers providing clients with sponsored or direct market access — to implement risk management controls and supervisory procedures designed to manage the financial, regulatory and other risks arising from such access....
Law360 is on it, so you are, too.
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
- Daily newsletters
- Expert analysis
- Mobile app
- Advanced search
- Judge information
- Real-time alerts
- 450K+ searchable archived articles
And more!
Experience Law360 today with a free 7-day trial.