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Expert Analysis

FINRA Priorities And FINRA Results

Law360 (March 17, 2010, 10:04 AM EDT) -- On March 1, 2010, the Financial Industry Regulatory Authority published its examination priorities letter for the coming year.[1] This year's letter is 16 pages long and covers not only examination priorities, but also new developments, and areas of heightened importance to FINRA's Department of Enforcement....

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