Adviser Ordered To Pay $1.9M In Fake Swiss Firm Scam
His order ends the suit, which the U.S. Securities and Exchange Commission brought in March 2009 against Leila Jenkins and the company she owns, Locke Capital Management Inc. The SEC accused Jenkins of violating several securities fraud and investment advisor statutes.
Jenkins' “bald assertions and loosely spun tales” did not convince U.S....
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