Law360, New York (September 01, 2011, 3:49 PM ET) -- The U.S. Securities and Exchange Commission targeted Sage Advisory Group LLC anew Thursday in a Massachusetts federal court securities fraud suit, now accusing owner Benjamin Lee Grant's father of violating past orders not to associate with an investment adviser.
John Alexander “Jack” Grant, a lawyer and former stockbroker who in 1988 was barred from associating with broker-dealers or investment advisers after he was accused of selling unregistered securities and stealing investor funds, violated that injunction by advising investors to do business with his son's company, the...
Owner's Father Played Role In Sage Advisory Fraud: SEC
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