The Ins And Outs Of Form PF

Law360, New York (November 23, 2011, 11:54 AM ET) -- The U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission have announced the adoption of new rules under the Commodity Exchange Act and the Investment Advisers Act of 1940 (the “Advisers Act”) requiring SEC-registered investment advisers to private funds (including private equity funds, hedge funds and liquidity funds) to periodically file Form PF with the SEC.

The stated purpose of the new rules is to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act designed to assist the Financial Stability...
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