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Brokers' Remarks Material In SEC Suits, 11th Circ. Says

By Max Stendahl (May 2, 2012, 7:21 PM EDT) -- Courts deciding U.S. Securities and Exchange Commission enforcement suits against brokerage firms must analyze alleged misstatements made by individual brokers to individual investors, rather than just the firm's public statements, the Eleventh Circuit said Wednesday in a precedential ruling....

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