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Tainted Broker Slams FINRA Taping Rule In 7th Circ.

By Max Stendahl (July 19, 2012, 6:07 PM EDT) -- A securities broker asked the Seventh Circuit on Wednesday to deem unconstitutional a Financial Industry Regulatory Authority rule requiring brokerage firms to record the conversations of purportedly tainted employees whose previous firms were sued for securities fraud....

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