FINRA Says 'Rebecca' Huckster Stole $5.9M

Law360, New York (November 6, 2012, 12:04 PM EST) -- The Financial Industry Regulatory Authority on Monday added to the woes of Mark Christopher Hotton, who allegedly conned producers of Broadway musical "Rebecca" with false funding promises, accusing the now-jailed consultant of stealing $5.9 million from customers in an unrelated case.

FINRA claims the former Oppenheimer & Co. stockbroker stole from clients, routed their money into investments that didn't exist and lied to regulatory investigators about his business activities and lawsuits against him. The instant complaint doesn't involve the musical "Rebecca," to whose producers Hotton allegedly...
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