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Brokers Challenge Forced In-House Trading Before 9th Circ.

By Matthew Heller (February 4, 2013, 8:11 PM EST) -- Employees of Wells Fargo Advisors and other brokerages should not be forced to do their personal trading through their employers, class action plaintiffs told the Ninth Circuit on Monday, saying California's anti-patronage protections apply since they do not conflict with federal rules against insider trading....

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