Hampton Capital Markets Chief Cops To Fraud Charge
Thomas Hampton, 44, entered a plea to a single count of securities fraud before U.S. Magistrate Judge James C. Francis IV in New York federal court. He faces a theoretical maximum sentence of 10 years in prison.
Prosecutors said Hampton, whose firm dealt in so-called exchange-traded funds, told investors that Arizona-based Hampton Capital was making money even as it...
Already a subscriber? Click here to login