SEC Examinations Director Jumps To FINRA

Law360, New York (May 2, 2013, 6:49 PM EDT) -- A top U.S. Securities and Exchange Commission official who led the agency’s national examination program in the aftermath of Bernard Madoff's Ponzi scheme will step down to lead a new division at the Financial Industry Regulatory Authority, the agencies announced Thursday.

Carlo di Florio, who has led the agency's Office of Compliance Inspections and Examinations, or OCIE, since 2010, will leave the SEC later in May to manage a new FINRA division that seeks to monitor and limit risks to the investing public. Di Florio will...
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