LPL Financial Adds Ex-SEC Director As General Counsel

Law360, New York (June 21, 2013, 5:19 PM EDT) -- The former director of the U.S. Securities and Exchange Commission's Boston office is joining a unit of LPL Financial Holdings Inc. as the independent broker-dealer's new managing director for legal and government relations and as general counsel, the firm said Thursday.

David Bergers leaves the SEC after 13 years of service, most recently working as the acting deputy director of the commission's enforcement division in Washington, D.C., a position he took on in January. He will officially join LPL Financial LLC on Aug. 5, and will...
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