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Expert Analysis

4th Circ. Decision May Expand SEC's List Of Defendants

Law360, New York (June 26, 2014, 10:11 AM EDT) -- Since the 2011 U.S. Supreme Court decision in Janus Capital Group Inc. v. First Derivative Traders, 131 S. Ct. 2296 (2011), the U.S. Securities Exchange Commission's Enforcement Division operated under the assumption that only the "maker" of a statement could be charged in an enforcement action for false or misleading statements under Section 10(b) of the Exchange Act....

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