Try our Advanced Search for more refined results

Expert Analysis

SEC Gives Itself Home-Court Advantage

Law360, New York (August 5, 2014, 10:15 AM EDT) -- An otherwise mundane U.S. Securities and Exchange Commission announcement on July 30, 2014, of an enforcement action charging a public company CEO and chief financial officer with accounting fraud and internal controls violations is significant because the SEC is proceeding against the nonsettling individual (the CEO) in an administrative proceeding rather than in federal court. While not unprecedented, it has been, to date, exceedingly rare for the commission to proceed against an unregulated entity or person administratively rather than in federal court....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!