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SEC's Muni Adviser Exams Offer Crash Course In Regulation

By Ed Beeson (August 19, 2014, 8:17 PM EDT) -- The U.S. Securities and Exchange Commission on Tuesday showed it has no plans to relax on regulating municipal advisers when it launched an exam initiative focused on those firms, but attorneys say they are hopeful the effort will be more about teaching what it means to be regulated than dinging compliance failings....

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